Posted byadmin November 14, 2019December 19, 2019 A Fees, Dues and Fines Requirements There are five categories of fees that apply to intermediaries. These are licensing fees, examination fees, training fees, membership fees, and transaction fees. The first three categories are collected on behalf of the Securities Commission. Fines may be levied on intermediary members based on the level and frequency of violations of Exchange rules. All fees and dues are payable on a monthly, quarterly, or annual basis; fines are payable on demand.