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Job Summary:
The primary responsibility of the position of the Manager – Operations Division is the
general supervision and direction of the Division’s staff to ensure the efficient and
effective day-to-day management of the market operations of the ECSE Group, in
accordance with their by-laws, rules, regulations and mission statements.
Responsibilities:
The basic responsibilities of this position include:

1. Reviewing, analysing, planning, coordinating and leading all activities within the
   Division;
2. Managing key Exchange functions including the co-ordination and execution of
   activities necessary for effecting timely execution of auctions and trades;
3. Managing all Central Securities Depository (CSD) functions including

• the co-ordination and execution of all activities necessary for effecting timely
  settlement of trades on behalf of participants;
• the registration of securities and the maintenance of securities holders’ records
  at the electronic registry; and
• ensuring compliance with the Securities laws and regulations and the rules
  and procedures of the Securities Commission and the CSD;

1. Managing all services to issuers including processing of corporate actions;
2. Managing the application process for the registration and certification of all parties
   desirous of engaging in securities activity on the ECSE;
3. Overseeing the Information Technology function to ensure sound operational
   procedures that meet audit requirements and ensure adequate controls are in place to
   reduce risk and exposure to the Group.
4. Other duties as assigned by the Chief Executive Officer.

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